Regulation & enforcement
Korea sets enforcement focus on offshore perpetuals distribution
The regulator links referral promotion with planned enforcement against illegal domestic business.
Distribution
The companies, products and regulatory developments shaping the broker industry.
4 resultsReset view
Regulation & enforcement
Thailand proposes closer control of broker introducers and their incentives
The draft places referral contracts, permitted activities and ongoing supervision in one framework. Volume-linked remuneration remains possible, making the quality of customer outcomes central to the commercial model.
Regulation & enforcement
MAS sets roadshow consent and oversight safeguards ahead of 2027 guidelines
The safeguards cover event space, marketing disclosure and consent, with a nine-month transition after the guidelines are issued. The consultation response clarifies how consent and supervision can work.
Regulation & enforcement
EU cross-border investment relationships rise 47%, with five firms serving 70% of clients
ESMA’s 2025 survey shows rapid expansion through an almost unchanged provider base. Concentration, account definitions and complaint reporting explain what that growth means for distribution and supervision.