The companies, products and regulatory developments shaping the broker industry.
Adding ASIC’s two categories of inaccurate derivative transaction records exposes the predominance of matured or terminated positions and why a direction-of-trade error affects surveillance without establishing trading loss.
A new ISDA procurement initiative aims to standardise the most error-prone determination in derivatives reporting: whether an event is reportable and by whom.
India’s amended foreign-exchange regulations simplify service transaction declarations for resident individuals and smaller transactions; the reporting changes have a stated effective date of 1 October.
ASIC’s October bulletin separates the FX TARF identification deadline from wider CS 48 amendments, now expected to begin about nine months after registration.