The companies, products and regulatory developments shaping the broker industry.
The SEC’s public register records three notices under its Innovation Exemption, while expressly declining to certify compliance, technology, issuer consent or operational readiness.
Securitize Stocks combines share-backed tokens, USDC settlement and controlled wallet transfers. Its product terms give investors a concrete view of fees and execution, while distinguishing the entitlement from direct registration on a company’s shareholder register.
Conditional relief gives permissioned automated-market-maker venues a route to trade tokenized shares, with shareholder rights, issuer objections and market controls built into the terms.