The companies, products and regulatory developments shaping the broker industry.
A reconstruction of the NYSE's 2023 opening failure shows why the FCA's new resilience review asks trading venues to verify delivered services, dependencies and recovery—not just system availability.
The autumn assessment describes a resilient financial system whose risks can spread across common borrowers, funding lines and outside providers. Mapping those connections is the practical supervisory task.
Twelve sound practices connect organisation-wide governance to the full AI lifecycle, giving financial firms and vendors a common basis for assessing material uses and operational dependencies.