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The companies, products and regulatory developments shaping the broker industry.

Hong Kong SFC finds agentic AI in use at 30% of surveyed large financial groups

A survey of 20 large groups covering 78 licensed Hong Kong companies found considerable AI uptake, while the regulator stressed that the sample is not representative of the entire industry.

5 Nov 2026Analysis3 min read

Regulation & enforcement

FCA survey finds 37% feel rushed by last-chance investment pitches, despite recognising other warning signs

The October study of 666 adults measures reported reactions to hypothetical prompts, not actual purchases, fraud victimisation or broker conversion rates.

31 Oct 2026News3 min read