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The companies, products and regulatory developments shaping the broker industry.

Hong Kong’s proposed title restrictions would extend beyond exchanges into virtual-asset brands

Reading the SFC’s consultation conclusions against its FAQ shows a two-statute perimeter, six-month delayed commencement, and a territorial limitation obscured by generic warnings about unlicensed platforms.

13 Nov 2026Guide11 min read

Regulation & enforcement

Hong Kong SFC gazettes six further brokerage restriction notices, including Interactive Brokers and Webull entities

Six government notices published 30 October name specific intermediaries, with notice dates ranging from 20 to 26 October; a restriction notice is not automatically a disciplinary finding against the named broker.

30 Oct 2026News3 min read