The companies, products and regulatory developments shaping the broker industry.
EBA outlined a simplified reporting package, postponing initial dates and several liquidity, asset-encumbrance and ESG requirements, but final technical standards are still pending.
The FCA’s implementation consultation has a 6 November deadline; the separate simplification package was finalised in August.
The Hong Kong Monetary Authority has launched Project SAGE and an expert group to examine agent identity, payments interoperability and liability before autonomous systems become financial customers.