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Pensions

The companies, products and regulatory developments shaping the broker industry.

SVS Securities’ pension losses and the CEO’s £56,400 fine measure different failures

FCA notices show how bond-sale markdowns, issuer commissions and failed management oversight intersected at SVS; the latest final individual fine cannot be mistaken for pension compensation.

Published 8 Nov 2026Analysis9 min readEvent 19 Aug 2026

Regulation & enforcement

Pension AI exposure can be concentrated even when funds appear diversified

The UK regulator’s warning moves the analysis from named technology stocks to common suppliers, financing channels and portfolio-wide stress.

22 Oct 2026Analysis2 min read