The companies, products and regulatory developments shaping the broker industry.
The dealer’s fiscal first quarter illustrates why precious-metals turnover is not the same as net trading economics, with a 2.74% gross margin and only $1.6m of net profit.
The new brokerage access pairs a fixed coupon with a market-sensitive purchase price and a dated yield indication.
The Japanese brokers describe different failures across onboarding, research tools and trade administration. Their notices show why a service interruption, leaked contact details and an executed order require separate treatment.