The companies, products and regulatory developments shaping the broker industry.
An FMA review of 55 managed investment schemes from 37 managers identifies disclosure weaknesses without accusing all reviewed providers of wrongdoing.
New expectations connect faster cyber attacks with board oversight and shared technology providers. Existing derivatives-sector findings show why continuity testing and outsourcing controls matter.
A consolidated set of licence conditions would bring derivatives issuers into common complaints requirements and make approval of continuity plans explicit.
Both grants cover custody, crypto exchanges and transfers. YouHodler Italy also holds order-execution permission, a functional difference as the groups build their European offerings.