The companies, products and regulatory developments shaping the broker industry.
A simultaneous 12 November SEC release pair discloses CAT-supported investigations but sharply different legal stages, trading populations and payment treatment.
Five of seven selected markets increased stop attachment, while the global rate rose 0.22 percentage points. The report also finds smaller average losses on stop-triggered exits, a separate client-level comparison.
Futures, options and stock-option orders on the new Orion platform will carry broker-assigned codes linked to client identity data in a central repository.