01Regulation & enforcementSEC’s Caris complaint traces alleged late trade allocations from block account to personal accountAn October federal lawsuit describes a specific order-allocation mechanism, but the regulator’s allegations have not been adjudicated as proved facts.Published 31 Oct 2026Analysis3 min readEvent 8 Oct 2026
02Products & pricingLiquidnet adds targeted invitations to the search for very large block tradesInstitutions can approach selected counterparties through familiar trading systems with invitations backed by live orders. The workflow aims to find matching interest while giving the initiating trader more control over information disclosure.Published 20 Oct 2026News3 min readEvent 6 Oct 2026