Regulation & enforcement
ASIC seeks EuropeFX winding-up as the CFD case moves towards recovery
The case connects principal-licensee liability with customer redress and the practical limits of collecting money after a major CFD judgment.
Authorised representatives
The companies, products and regulatory developments shaping the broker industry.
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Regulation & enforcement
Fortnum’s A$1.35 million cyber penalty exposes gaps in adviser-network oversight
The NSW judgment connects a licensee’s policies with whether its authorised representatives actually implement them. Fortnum admitted the failures and has strengthened its controls.