Wedbush Securities combines securities clearing and custody with futures and institutional market services. Wedbush Futures is a division of Wedbush Securities Inc. The account may hold cash securities, listed derivatives or institutional exposures, and the applicable client-money rules change with that account type.[1][8]
Wedbush at a glance
| Measure | Value | Context |
|---|---|---|
| Legal company | Wedbush Securities Inc. | Source 1Source 8Source 4 |
| Futures operation | Wedbush Futures division | Source 1Source 8Source 4 |
| Published capacities | Broker-dealer, futures commission merchant and swap dealer | Source 1Source 8Source 4 |
| Primary audience | Professional market participants and institutional/correspondent customers | Source 1Source 8Source 4 |
| Pricing model | Customized brokerage and service arrangements | Source 1Source 8Source 4 |
Account structures and client groups
Sections ↑Securities clearing structures
| Item | Details |
|---|---|
| Fully disclosed | Customer-level clearing arrangement for the introducing firm.Source 1 |
| Omnibus | Consolidated intermediary account structure.Source 1 |
| Portfolio margin | Available as a specific approved securities-account arrangement.Source 1 |
| Joint back office | JBO arrangements for eligible professional firms.Source 1 |
Clients and service relationships
| Item | Details |
|---|---|
| Brokerage firms | Full-service, online, institutional and underwriting firms.Source 1 |
| Investment managers | RIAs, hedge funds, CTAs and CPOs.Source 1 |
| Trading businesses | Market makers and proprietary/principal trading groups.Source 1 |
| Other clients | Family offices, high-net-worth individuals and agricultural hedgers.Source 1 |
Securities, futures and treasury products
Sections ↑Cash securities and custody
Futures and treasury clearing
| Item | Details |
|---|---|
| US listed derivatives | US futures and option-exchange access.Source 4 |
| Overseas markets | Limited European and Asian futures-market access, according to the service page.Source 4 |
| Digital-asset derivatives | Cryptocurrency futures; not evidence of a retail coin wallet.Source 4 |
| Treasuries | FICC-cleared Treasury and repo services.Source 4 |
Commercial terms and account costs
Sections ↑How prices are determined
| Item | Details |
|---|---|
| Futures brokerage | Custom rates rather than a single public universal schedule.Source 4Source 2 |
| Technology | Hosting, connectivity and platform services can be separately configured.Source 4Source 2 |
| Securities relationship | Form CRS and Reg BI disclosures explain service fees and conflicts.Source 4Source 2 |
| Account-specific quote | Trading volume, market access, financing and service scope affect the applicable terms.Source 4Source 2 |
A public fee ladder covering every Wedbush account was not established. Neither a clearing membership nor a technology feature establishes a zero commission, a minimum deposit or a retail FX spread. Account economics need to be compared for the actual securities, futures or correspondent relationship.[4][2]
Execution and technology
Sections ↑Execution infrastructure
| Item | Details |
|---|---|
| Connectivity | Direct-market and third-party technology connections.Source 5Source 4 |
| Hosting | Co-location and server-hosting services.Source 5Source 4 |
| Network design | Infrastructure tailored to trading operations.Source 5Source 4 |
| Support | 24-hour technology support is advertised for traders.Source 5Source 4 |
Risk and post-trade tools
Securities execution disclosures
| Item | Details |
|---|---|
| Rule 605 | Published execution-quality reports cover the specified NMS order population.Source 2 |
| Scope limitation | Wedbush says much order flow receives special handling and falls outside those reports.Source 2 |
| Rule 606 | Quarterly routing-practice reports.Source 2 |
| Specific order information | Written request can obtain the execution market-center location for eligible equity/options orders.Source 2 |
Futures collateral mechanics
| Item | Details |
|---|---|
| Before a position | Customers generally pre-fund adequate margin.Source 8 |
| Exchange floor | Wedbush requirements cannot be below the relevant exchange/clearinghouse minimum.Source 8 |
| House requirement | Can exceed the exchange requirement.Source 8 |
| Disclosure vintage | These provisions are from the linked June 2024 FCM disclosure, not a 2026 margin schedule.Source 8 |
Funding and custody workflows
Sections ↑Where funds and assets belong
| Item | Details |
|---|---|
| Securities account | Securities custody and SEC customer-protection framework.Source 1Source 8 |
| US futures account | CFTC customer-segregated funds.Source 1Source 8 |
| Foreign futures account | Separate Rule 30.7 customer-fund treatment.Source 1Source 8 |
| Omnibus relationship | End-client instructions may run through the introducing/correspondent institution.Source 1Source 8 |
No universal public withdrawal timetable, payment-method matrix or cash minimum was verified across these different relationships. Trading support hours do not imply round-the-clock bank payments. Funding instructions and release conditions come from the specific carrying-account agreement.[4][8]
Registration and protection boundaries
Sections ↑Protection by exposure
| Item | Details |
|---|---|
| US futures | Customer segregation; not SIPC-protected futures money.Source 8 |
| Foreign futures | Overseas custody and insolvency can introduce different recovery rules and delays.Source 8 |
| Cleared swaps | Distinct cleared-swaps customer account category.Source 8 |
| Securities business | The disclosure separately describes SEC Rule 15c3-3 customer protection.Source 8 |
How to read the financial disclosure
| Item | Details |
|---|---|
| Document date | June 2024, still linked on the inspected futures disclosure page.Source 8 |
| Financial figures | Historical; not presented here as current 2026 capital.Source 8 |
| Risk implication | Segregation does not insure market losses or guarantee complete recovery in an insolvency.Source 8 |
Contacts, complaints and administration
Sections ↑Futures complaint channel
| Item | Details |
|---|---|
| Compliance email | [email protected].Source 8 |
| Compliance telephone | +1 312 786 1930 in the June 2024 disclosure.Source 8 |
| Futures office telephone | +1 312 784 0408 in that disclosure.Source 8 |
| Escalation | The document identifies CFTC and CME complaint routes.Source 8 |
Account-opening and disclosure documents
| Item | Details |
|---|---|
| Identity information | Name, address, birth date and other identifying documents requested.Source 2 |
| Retail securities relationship | Form CRS and Regulation Best Interest disclosures.Source 2 |
| Options | OCC standardized-options risk disclosure.Source 2 |
| Investment advice | Form ADV and Part 2 brochures through the SEC adviser database.Source 2 |
Securities financing and infrastructure services
Sections ↑Securities-finance functions
Company and jurisdiction scope
Sections ↑Corporate and website scope
| Item | Details |
|---|---|
| Corporate headquarters | 1000 Wilshire Boulevard, Los Angeles, CA 90017, in the FCM disclosure.Source 8Source 9 |
| Futures location | 141 W. Jackson Boulevard, Suite 1710A, Chicago, in that document.Source 8Source 9 |
| Website audience | Futures website disclosures address US persons aged 18 or over.Source 8Source 9 |
| International availability | Overseas market access does not establish worldwide customer acceptance.Source 8Source 9 |
- Headquarters
- Los Angeles, California, United States
Legal entities & licences
These are source-dated records, not a blanket assessment of the broker. Read each issuer, identifier, status and scope together.
Wedbush Securities Inc.
No separate licence entry is recorded in this panel.
Sources & further reading
- Multi-asset clearing and custody Wedbush Securities · Accessed 26 Oct 2026
- Securities regulatory disclosures Wedbush Securities · Accessed 26 Oct 2026
- Wedbush Futures service overview Wedbush Futures · Accessed 26 Oct 2026
- Futures clearing, treasury and support services Wedbush Futures · Accessed 26 Oct 2026
- Technology and connectivity Wedbush Futures · Accessed 26 Oct 2026
- Futures products Wedbush Futures · Accessed 26 Oct 2026
- Futures client scope Wedbush Futures · Accessed 26 Oct 2026
- FCM disclosure, June 2024 Wedbush Securities · Accessed 26 Oct 2026
- Futures website disclosures Wedbush Futures · Accessed 26 Oct 2026
This profile reports dated public information, including broker-published services and terms. It does not independently test or guarantee execution, pricing or withdrawals. Inclusion is not an endorsement. Permissions and protections apply only to the named legal entity, service and client category; check the current official records and your contract.