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Wedbush Securities: Clearing, Futures, Custody and Institutional Services

Wedbush Securities combines securities custody, futures clearing, treasury services and professional trading infrastructure. Account type determines pricing, margin and customer-protection treatment.

By FXBrokers.ai Editorial DeskOperating status: ActiveSources checked Published Updated
  • Wedbush Futures is a division of Wedbush Securities Inc.
  • Fully disclosed, omnibus, portfolio-margin and professional clearing structures serve different customers.
  • Futures customer funds do not acquire SIPC coverage because the firm also operates a securities broker-dealer.

Wedbush Securities combines securities clearing and custody with futures and institutional market services. Wedbush Futures is a division of Wedbush Securities Inc. The account may hold cash securities, listed derivatives or institutional exposures, and the applicable client-money rules change with that account type.[1][8]

Broker essentials01

Wedbush at a glance

Wedbush at a glance
MeasureValueContext
Legal companyWedbush Securities Inc.Source 1Source 8Source 4
Futures operationWedbush Futures divisionSource 1Source 8Source 4
Published capacitiesBroker-dealer, futures commission merchant and swap dealerSource 1Source 8Source 4
Primary audienceProfessional market participants and institutional/correspondent customersSource 1Source 8Source 4
Pricing modelCustomized brokerage and service arrangementsSource 1Source 8Source 4

Account structures and client groups

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At a glance02

Securities clearing structures

Securities clearing structures
ItemDetails
Fully disclosedCustomer-level clearing arrangement for the introducing firm.Source 1
OmnibusConsolidated intermediary account structure.Source 1
Portfolio marginAvailable as a specific approved securities-account arrangement.Source 1
Joint back officeJBO arrangements for eligible professional firms.Source 1
At a glance03

Clients and service relationships

Clients and service relationships
ItemDetails
Brokerage firmsFull-service, online, institutional and underwriting firms.Source 1
Investment managersRIAs, hedge funds, CTAs and CPOs.Source 1
Trading businessesMarket makers and proprietary/principal trading groups.Source 1
Other clientsFamily offices, high-net-worth individuals and agricultural hedgers.Source 1

View full spreads & trading costs

Securities, futures and treasury products

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At a glance04

Cash securities and custody

Cash securities and custody
ItemDetails
EquitiesClearing, custody and settlement.Source 1
Listed optionsOptions-market clearing and settlement.Source 1
Fixed incomeCorporate and municipal securities, agency instruments, CMOs and Treasuries.Source 1
ETFsCreation and redemption services.Source 1
At a glance05

Futures and treasury clearing

Futures and treasury clearing
ItemDetails
US listed derivativesUS futures and option-exchange access.Source 4
Overseas marketsLimited European and Asian futures-market access, according to the service page.Source 4
Digital-asset derivativesCryptocurrency futures; not evidence of a retail coin wallet.Source 4
TreasuriesFICC-cleared Treasury and repo services.Source 4

Commercial terms and account costs

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At a glance06

How prices are determined

How prices are determined
ItemDetails
Futures brokerageCustom rates rather than a single public universal schedule.Source 4Source 2
TechnologyHosting, connectivity and platform services can be separately configured.Source 4Source 2
Securities relationshipForm CRS and Reg BI disclosures explain service fees and conflicts.Source 4Source 2
Account-specific quoteTrading volume, market access, financing and service scope affect the applicable terms.Source 4Source 2

A public fee ladder covering every Wedbush account was not established. Neither a clearing membership nor a technology feature establishes a zero commission, a minimum deposit or a retail FX spread. Account economics need to be compared for the actual securities, futures or correspondent relationship.[4][2]

Execution and technology

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At a glance07

Execution infrastructure

Execution infrastructure
ItemDetails
ConnectivityDirect-market and third-party technology connections.Source 5Source 4
HostingCo-location and server-hosting services.Source 5Source 4
Network designInfrastructure tailored to trading operations.Source 5Source 4
Support24-hour technology support is advertised for traders.Source 5Source 4
At a glance08

Risk and post-trade tools

Risk and post-trade tools
ItemDetails
Pre-tradeRisk controls and order protocols.Source 4
Live monitoringOptions for viewing account risk in real time.Source 4
Post-tradeTrade capture and reconciliation.Source 4
ReportingCustomized operational reporting.Source 4
At a glance09

Securities execution disclosures

Securities execution disclosures
ItemDetails
Rule 605Published execution-quality reports cover the specified NMS order population.Source 2
Scope limitationWedbush says much order flow receives special handling and falls outside those reports.Source 2
Rule 606Quarterly routing-practice reports.Source 2
Specific order informationWritten request can obtain the execution market-center location for eligible equity/options orders.Source 2
At a glance10

Futures collateral mechanics

Futures collateral mechanics
ItemDetails
Before a positionCustomers generally pre-fund adequate margin.Source 8
Exchange floorWedbush requirements cannot be below the relevant exchange/clearinghouse minimum.Source 8
House requirementCan exceed the exchange requirement.Source 8
Disclosure vintageThese provisions are from the linked June 2024 FCM disclosure, not a 2026 margin schedule.Source 8

Funding and custody workflows

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At a glance11

Where funds and assets belong

Where funds and assets belong
ItemDetails
Securities accountSecurities custody and SEC customer-protection framework.Source 1Source 8
US futures accountCFTC customer-segregated funds.Source 1Source 8
Foreign futures accountSeparate Rule 30.7 customer-fund treatment.Source 1Source 8
Omnibus relationshipEnd-client instructions may run through the introducing/correspondent institution.Source 1Source 8

No universal public withdrawal timetable, payment-method matrix or cash minimum was verified across these different relationships. Trading support hours do not imply round-the-clock bank payments. Funding instructions and release conditions come from the specific carrying-account agreement.[4][8]

Registration and protection boundaries

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At a glance12

Protection by exposure

Protection by exposure
ItemDetails
US futuresCustomer segregation; not SIPC-protected futures money.Source 8
Foreign futuresOverseas custody and insolvency can introduce different recovery rules and delays.Source 8
Cleared swapsDistinct cleared-swaps customer account category.Source 8
Securities businessThe disclosure separately describes SEC Rule 15c3-3 customer protection.Source 8
At a glance13

How to read the financial disclosure

How to read the financial disclosure
ItemDetails
Document dateJune 2024, still linked on the inspected futures disclosure page.Source 8
Financial figuresHistorical; not presented here as current 2026 capital.Source 8
Risk implicationSegregation does not insure market losses or guarantee complete recovery in an insolvency.Source 8

Contacts, complaints and administration

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At a glance14

Futures complaint channel

Futures complaint channel
ItemDetails
Compliance email[email protected].Source 8
Compliance telephone+1 312 786 1930 in the June 2024 disclosure.Source 8
Futures office telephone+1 312 784 0408 in that disclosure.Source 8
EscalationThe document identifies CFTC and CME complaint routes.Source 8
At a glance15

Account-opening and disclosure documents

Account-opening and disclosure documents
ItemDetails
Identity informationName, address, birth date and other identifying documents requested.Source 2
Retail securities relationshipForm CRS and Regulation Best Interest disclosures.Source 2
OptionsOCC standardized-options risk disclosure.Source 2
Investment adviceForm ADV and Part 2 brochures through the SEC adviser database.Source 2

Securities financing and infrastructure services

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At a glance16

Securities-finance functions

Securities-finance functions
ItemDetails
BorrowingHard-to-borrow desk and stock-locate portal.Source 1
LendingFully paid lending and financing programs.Source 1
Lifecycle managementBuy-in and recall support.Source 1
Market informationDesk communication on rates and borrow conditions.Source 1

Company and jurisdiction scope

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At a glance17

Corporate and website scope

Corporate and website scope
ItemDetails
Corporate headquarters1000 Wilshire Boulevard, Los Angeles, CA 90017, in the FCM disclosure.Source 8Source 9
Futures location141 W. Jackson Boulevard, Suite 1710A, Chicago, in that document.Source 8Source 9
Website audienceFutures website disclosures address US persons aged 18 or over.Source 8Source 9
International availabilityOverseas market access does not establish worldwide customer acceptance.Source 8Source 9
Headquarters
Los Angeles, California, United States
The companies behind the brand

Legal entities & licences

These are source-dated records, not a blanket assessment of the broker. Read each issuer, identifier, status and scope together.

Wedbush Securities Inc.

United StatesSource 1Source 8

No separate licence entry is recorded in this panel.

Follow the evidence

Sources & further reading

  1. Multi-asset clearing and custody Wedbush Securities · Accessed 26 Oct 2026
  2. Securities regulatory disclosures Wedbush Securities · Accessed 26 Oct 2026
  3. Wedbush Futures service overview Wedbush Futures · Accessed 26 Oct 2026
  4. Futures clearing, treasury and support services Wedbush Futures · Accessed 26 Oct 2026
  5. Technology and connectivity Wedbush Futures · Accessed 26 Oct 2026
  6. Futures products Wedbush Futures · Accessed 26 Oct 2026
  7. Futures client scope Wedbush Futures · Accessed 26 Oct 2026
  8. FCM disclosure, June 2024 Wedbush Securities · Accessed 26 Oct 2026
  9. Futures website disclosures Wedbush Futures · Accessed 26 Oct 2026

This profile reports dated public information, including broker-published services and terms. It does not independently test or guarantee execution, pricing or withdrawals. Inclusion is not an endorsement. Permissions and protections apply only to the named legal entity, service and client category; check the current official records and your contract.

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