Vietcap Securities Joint Stock Company offers Vietnamese shares, bonds and listed derivatives through self-directed and adviser-supported relationships. Its 0.10% self-directed share tariff is straightforward, but derivatives tiers, financing eligibility and transfer instructions require closer attention. The current Vietnamese tariff and operating guides add details missing from the older English fee page, including privately placed bonds and practical withdrawal windows.[1][2][4]
Broker essentials01
Vietcap Securities at a glance
| Measure | Value | Context |
|---|---|---|
| Legal entity | Vietcap Securities Joint Stock Company | Source 10 |
| Market status | VSDC code 068, direct derivatives clearing member; normal status shown | Source 10 |
| Share commission | 0.10% self-directed; assisted from 0.15% | Source 1 |
| Standard domestic margin rate | 0.037% a day / quoted 13.5% a year | Source 1 |
| Foreign financing restriction | English tariff excludes foreign clients from margin and sale-proceeds advances | Source 2 |
| Conditional-order validity | Up to 30 days, subject to activation and termination rules | Source 6 |
| Online withdrawal route | Up to two registered own-bank beneficiaries; current Techcombank routing is free | Source 4 |
Accounts and eligibility
Sections ↑At a glance02
Retail service choices
| Arrangement | What changes |
|---|---|
| Self-directed | Investor makes trading decisions; no assigned broker support in the quoted 0.10% tariffSource 1Source 2Source 8Source 3 |
| Adviser-supported | Commission starts at 0.15%; final rate is account-specificSource 1Source 2Source 8Source 3 |
| Derivatives | Separate collateral and settlement obligations in the derivatives termsSource 1Source 2Source 8Source 3 |
| Foreign investor | Trading-code and banking documentation; domestic financing cannot be assumedSource 1Source 2Source 8Source 3 |
At a glance03
Foreign individual documentation
| Situation | Core documents |
|---|---|
| New securities trading code | Two notarised passport copies, two account contracts, trading-code application and power of attorneySource 3 |
| Existing trading code | One notarised passport copy, trading-code copy and two account contractsSource 3 |
| Supporting terms | Account terms and online-trading risk disclosure accompany the applicationSource 3 |
| Bank route in the guide | BIDV Nam Ky Khoi Nghia branch for the foreign investment capital accountSource 3 |
At a glance04
Foreign institutional documentation
| Document | Requirement |
|---|---|
| Incorporation/registration | Certified copy no more than six months oldSource 3 |
| Representative appointment and passport | Certified copies no more than six months oldSource 3 |
| Broker and online-service contracts | Two originals of each listed formSource 3 |
| Trading-code and authority forms | Two originals of each listed formSource 3 |
| Certification/language | Foreign notarisation or Vietnamese competent-authority certification; non-English documents need Vietnamese translationSource 3 |
At a glance05
Account termination
| Event | Contractual treatment |
|---|---|
| Client requests closure | Outstanding obligations must first be fulfilledSource 8Source 1 |
| Contract breach or prohibited activity | Terms provide for suspension/closure with at least three days’ written notice in the relevant clauseSource 8Source 1 |
| After termination | Existing liabilities survive until settledSource 8Source 1 |
| Opening/closing charge | Free where no securities transfer is requiredSource 8Source 1 |
Shares, bonds and derivatives
Sections ↑At a glance06
Product coverage
| Instrument | Service | Principal distinction |
|---|---|---|
| Shares and fund certificates | Self-directed or assisted dealing | Commission follows service arrangementSource 1Source 8 |
| Corporate and government bonds | Published bond commission ranges | Issuer, market and transaction terms differSource 1Source 8 |
| Privately placed corporate bonds | Separate Vietnamese tariff row | Eligibility and liquidity must be assessed for the particular issueSource 1Source 8 |
| Listed futures | Index and government-bond contracts | Margin, daily settlement and expiry obligationsSource 1Source 8 |
Trading and account charges
Sections ↑At a glance07
Share and fund-certificate commission
At a glance08
Bond commissions
At a glance09
Vietnamese investors: derivatives commission
The Vietnamese page places exactly 100 contracts in the first tier, resolving the English wording “under 100”. Both versions leave exactly 1,001 unclear by printing “above 1,001”; that boundary needs confirmation. Foreign investors are quoted a flat VND5,000 per opening, closing or expiring contract.[1][2]
At a glance10
Derivatives exchange and clearing costs
| Item | Charge |
|---|---|
| Index-futures exchange fee | VND2,700 per contractSource 1 |
| Government-bond-futures exchange fee | VND4,500 per contractSource 1 |
| Clearing fee | VND2,550 per contract; replaced the overnight-position fee on 5 May 2025Source 1 |
| Monthly collateral management | 0.0024% of cumulative collateral balance; minimum VND100,000 and maximum VND1.6mSource 1 |
| Margin cash deposit/withdrawal | VND11,000 per transaction through the clearing bankSource 1 |
At a glance11
Financing prices
The minimum makes small advances more expensive than the daily percentage suggests. A one-day VND10m advance produces VND3,700 of interest at 0.037%, so the VND30,000 minimum applies before any other charge.[1]
At a glance12
Custody and securities transfers
| Service | Charge |
|---|---|
| Share/fund custody | VND0.3 per unit per monthSource 1 |
| Corporate bonds/debt instruments | VND0.2 per unit per month; cap VND2m per code per monthSource 1 |
| Securities transfer | VND1 per share per transfer per code; minimum VND50,000 and maximum VND1mSource 1 |
| Off-exchange ownership change | VSD charge 0.10% of transaction value plus a negotiated Vietcap service feeSource 1 |
At a glance13
Confirmations and messaging
| Service | Charge |
|---|---|
| Cash/securities balance confirmation | FreeSource 1 |
| Blocking/release confirmation | Vietnamese page: 0.20% of par value, min VND50,000/max VND2m, before stated 10% VATSource 1 |
| SMS/ZNS matched-order and cash-change notices | VND11,000 per month per accountSource 1 |
| Margin-call, forced-sale, OTP and rights-event messages | Free under the tariffSource 1 |
| App/web notifications | FreeSource 1 |
VAT presentation differs between the language versions: the English blocking line shows 0.22%, while Vietnamese shows 0.20% plus 10% VAT. The Vietnamese schedule also carries a general VAT note. Check the applicable tax and minimum/maximum treatment on the charge confirmation instead of applying another 10% indiscriminately to every displayed amount.[1][2]
Platforms and order behaviour
Sections ↑At a glance14
Trading interfaces
| Interface | Documented use |
|---|---|
| Vietcap Trading web | Cash-securities order entry and order-book managementSource 9Source 5Source 6 |
| Vietcap Mobile | Trading and multi-day conditional-order controlSource 9Source 5Source 6 |
| Vietcap Pro | Desktop trading application listed by the firmSource 9Source 5Source 6 |
At a glance15
Ordinary web orders
| Feature | Rule |
|---|---|
| Subaccount | Choose regular or margin; margin buying power is security-specificSource 5 |
| Price field | Entered in thousands of VND: VND30,100 is entered as 30.1Source 5 |
| After-hours instruction | Sent to the exchange in the next trading sessionSource 5 |
| Order confirmation | Confirmation screen is optional; OTP authentication is required when not already establishedSource 5 |
| Monitoring | Use the ordinary order book for status, amendment and cancellationSource 5 |
At a glance16
Multi-day conditional orders
| Feature | Published behaviour |
|---|---|
| Activation | Order price must fit the trading day’s permitted price bandSource 6 |
| Validity | May start on the current day; maximum 30 daysSource 6 |
| Repeated submission | The system can submit again until the quantity is fully filledSource 6 |
| Expiry triggers | Full fill, amendment/cancellation of the generated normal order, or expiry of the validity periodSource 6 |
At a glance17
Conditional-order management
| State or risk | Action |
|---|---|
| Waiting for activation | The conditional order can be amendedSource 6 |
| Already activated | The guide allows cancellation rather than amendment of the parent instructionSource 6 |
| Funds and price checks | The waiting-order screen does not establish that the eventual order meets maximum buy/sell quantity or the day’s bandSource 6 |
| Where to check | Conditional-orders tab of the order bookSource 6 |
A stored conditional order is an instruction waiting to become an exchange order, not a guaranteed fill. Check the generated order and remaining quantity after activation, especially when the market opens away from the intended price.[6]
At a glance18
Derivatives collateral enforcement
| Stage | Contractual consequence |
|---|---|
| Margin or payment requirement not met | Request to add cash or eligible securitiesSource 8 |
| Client fails to meet the request | Vietcap may close positions without further advance noticeSource 8 |
| Closeout insufficient or impossible | Other securities-account assets can be sold to meet the obligationSource 8 |
| Remaining shortfall | Client remains liable; prudential thresholds can permit immediate actionSource 8 |
Cash availability and withdrawals
Sections ↑At a glance19
Online withdrawal setup
| Requirement | Rule |
|---|---|
| Beneficiary registration | Up to two bank accounts in the client’s own nameSource 4 |
| Change/add a beneficiary | Use the bank-transfer-account registration formSource 4 |
| Instruction route | App/web or the supporting broker, to a registered beneficiarySource 4 |
| Current bank routing | Vietcap says transfers through Techcombank are free, 08:00–16:20 on trading daysSource 4 |
At a glance20
Counter withdrawals
At a glance21
What is available to withdraw
| Balance or service | Restriction |
|---|---|
| Ordinary cash and securities | Only after obligations to Vietcap or third parties are fulfilledSource 8Source 3 |
| Derivatives collateral | Withdrawal must satisfy the broker’s required withdrawal ratioSource 8Source 3 |
| Sale-proceeds advance | Separate paid service; advance fee is deducted from proceedsSource 8Source 3 |
| Foreign-client cash movement | Follow the foreign investment banking arrangement, not an assumed domestic-wallet routeSource 8Source 3 |
Regulation, asset rights and security
Sections ↑At a glance22
VSDC legal and membership record
| Item | Detail |
|---|---|
| Original SSC licence | 68/UBCK-GP, 6 November 2007Source 10 |
| Licence amendment shown | 93/GPĐC-UBCK, 3 August 2026Source 10 |
| Member code | 068, abbreviation VCSCSource 10 |
| Derivatives clearing | Direct member; certificate 06/GCNTVBTPS-14 dated 11 August 2026; normal status shownSource 10 |
At a glance23
Asset and liability provisions
| Provision | Meaning |
|---|---|
| Customer ownership | Account cash/securities belong to the client, subject to contractual obligationsSource 8 |
| Use of assets | Terms restrict use without consent except agreed contractual rightsSource 8 |
| Firm-caused damage | Compensation provision addresses damage directly caused by Vietcap’s fault, subject to its stated exclusionsSource 8 |
| Suspension or insolvency | Derivatives terms provide for assistance transferring assets to another clearing memberSource 8 |
At a glance24
Web authentication
| Control | Published limit |
|---|---|
| SMS OTP | Valid for up to 90 secondsSource 7 |
| Email OTP | Valid for up to 180 secondsSource 7 |
| Consecutive requests | Maximum five; request function then locks for five minutesSource 7 |
| Authenticated session | Up to eight hours or until logoutSource 7 |
| Bank transfer | Separate OTP required for each transferSource 7 |
Support, outages and disputes
Sections ↑At a glance25
Customer contact
| Purpose | Route |
|---|---|
| General and customer-service hotline | +84 2 8888 2 6868Source 1Source 3Source 8 |
| [email protected]Source 1Source 3Source 8 | |
| Transaction assistance | Assigned broker or a Vietcap branch/order-receiving locationSource 1Source 3Source 8 |
| Foreign bank/custody documents | Follow the BIDV branch instructions in the foreign-account guideSource 1Source 3Source 8 |
Vietcap’s online-service terms provide for incident announcements on its website and at dealing locations, with brokerage staff as an alternative trading channel. Report discrepancies promptly: the derivatives terms specify a five-working-day objection period.[8]
Research, statements and optional support
Sections ↑At a glance26
Research and education
At a glance27
Records available under the agreement
| Record | Client access |
|---|---|
| Account information and trade results | Request in writing or by emailSource 8 |
| Electronic transaction evidence | Vietcap undertakes to retain accessible electronic orders and related documentsSource 8 |
| Printed statements or mailed copies | Printing and delivery costs may be chargedSource 8 |
| Derivatives daily results | Sent to the registered email under the derivatives termsSource 8 |
Company identity and scope
Sections ↑At a glance28
Entity identification
| Reference | Detail |
|---|---|
| Operating company | Vietcap Securities Joint Stock CompanySource 10Source 1 |
| VSDC abbreviation | VCSC remains the member abbreviationSource 10Source 1 |
| Head-office locations in the record | Bitexco Financial Tower, 2 Hai Trieu; Vinatex–Tai Nguyen Building, 10 Nguyen Hue, Ho Chi Minh CitySource 10Source 1 |
| Website information licence | The website footer’s information-publication licence is separate from the SSC securities licenceSource 10Source 1 |
- Headquarters
- Vietnam
Legal entities & licences
These are source-dated records, not a blanket assessment of the broker. Read each issuer, identifier, status and scope together.
Vietcap Securities Joint Stock Company
VietnamSource 10
No separate licence entry is recorded in this panel.
Practical points before choosing an account
Sections ↑At a glance29
Practical decision points
| Decision point | Why it matters |
|---|---|
| Assisted versus self-directed | The lowest share price requires the self-directed arrangementSource 1Source 2Source 6Source 4 |
| Foreign investor | Margin and advances are excluded on the English tariff; do not assume domestic eligibilitySource 1Source 2Source 6Source 4 |
| Very high derivatives volume | The printed 1,001-contract boundary is unresolvedSource 1Source 2Source 6Source 4 |
| Conditional orders | Thirty-day validity does not remove activation, balance or execution checksSource 1Source 2Source 6Source 4 |
| Frequent withdrawals | Registered beneficiaries and the 16:20 bank window shape the processSource 1Source 2Source 6Source 4 |
Sources & further reading
- Vietcap Vietnamese securities and service tariff Vietcap Securities · Accessed 29 Oct 2026
- Vietcap English tariff and foreign-client financing restrictions Vietcap Securities · Accessed 27 Oct 2026
- Vietcap foreign individual and institutional account documents Vietcap Securities · Accessed 27 Oct 2026
- Vietcap cash withdrawals and Techcombank transfer route Vietcap Securities · Accessed 27 Oct 2026
- Vietcap web cash-securities order entry Vietcap Securities · Accessed 27 Oct 2026
- Vietcap mobile multi-day conditional orders Vietcap Securities · Accessed 27 Oct 2026
- Vietcap web OTP validity and bank-transfer authentication Vietcap Securities · Accessed 27 Oct 2026
- Vietcap account, electronic-service and derivatives terms Vietcap Securities · Accessed 27 Oct 2026
- Vietcap retail services, research and trading platforms Vietcap Securities · Accessed 27 Oct 2026
- VSDC member 068: Vietcap Vietnam Securities Depository and Clearing Corporation · Accessed 29 Oct 2026
This profile reports dated public information, including broker-published services and terms. It does not independently test or guarantee execution, pricing or withdrawals. Inclusion is not an endorsement. Permissions and protections apply only to the named legal entity, service and client category; check the current official records and your contract.