Mitsubishi UFJ Morgan Stanley Securities is a Japanese securities company with retail investment services and institutional global-markets operations. Its retail pricing is organized around MUFG Terrace and consulting-course channels. The name identifies this Japanese firm; fees from MUFG eSmart or a US Morgan Stanley account do not apply automatically.[1][2]
Broker essentials01
MUMSS at a glance
| Measure | Value | Context |
|---|---|---|
| Legal name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | Source 1Source 2 |
| Published registration | Kanto Local Finance Bureau (Kin-sho) No. 2336 | Source 1Source 2 |
| Retail channels | MUFG Terrace, consulting course, online and telephone | Source 1Source 2 |
| Headquarters | Otemachi Financial City Grand Cube, Tokyo | Source 1Source 2 |
| Main scope | Securities brokerage, wealth services and institutional markets | Source 1Source 2 |
Retail courses and account access
Sections ↑At a glance02
Course and channel structure
| Item | Details |
|---|---|
| MUFG Terrace | Online/mobile, automated telephone and dedicated assisted channels.Source 2 |
| Consulting course | Branch-supported relationship with online and call-centre dealing.Source 2 |
| Old Direct course | Discontinued on 4 December 2023 according to the fee page.Source 2 |
| Intermediated account | The page assigns financial-intermediary accounts to consulting course.Source 2 |
| Corporate customers | Online and automated telephone trading are unavailable under the cited conditions.Source 2 |
At a glance03
Maximum domestic-share commission discounts
Retail investments and institutional products
Sections ↑At a glance04
Retail product groups
| Item | Details |
|---|---|
| Shares | Domestic/foreign shares, ETFs, ETNs and REITs.Source 8Source 3 |
| Funds | Investment trusts and fund-wrap services.Source 8Source 3 |
| Fixed income | Domestic and foreign bonds.Source 8Source 3 |
| Credit trading | Separate online margin-trading service.Source 8Source 3 |
| Other products | Pension and insurance offerings.Source 8Source 3 |
At a glance05
Institutional fixed-income activities
| Item | Details |
|---|---|
| Cash bonds | JGBs, municipal, corporate and foreign bonds.Source 5 |
| Structured products | Structured bonds and structured-credit instruments.Source 5 |
| Derivatives | Interest-rate, credit and exotic derivatives.Source 5 |
| Customer scope | Institutional investors, corporations, financial institutions and relevant wealthy clients.Source 5 |
At a glance06
Institutional equity capabilities
| Item | Details |
|---|---|
| Execution | Domestic/foreign equities, basket and VWAP transactions.Source 5 |
| Financing | Stock lending and financing.Source 5 |
| Derivatives | Individual-stock options and equity solutions.Source 5 |
| Capital structure | Convertible-bond activity and tailored balance-sheet solutions.Source 5 |
Domestic-share commissions and transfer costs
Sections ↑The domestic-share base schedule includes tax. Applicable course/channel discounts then change the charge. Actual charges use the pretax commission and rounding, so multiplying a displayed tax-inclusive rate may give a slightly different result. The examples below are the broker’s published online figures; eligibility determines the discount.[2]
At a glance07
Base domestic-equity schedule: smaller trades
At a glance08
Base domestic-equity schedule: larger trades
At a glance09
Published online commission examples
At a glance10
Securities-transfer charges
| Item | Details |
|---|---|
| Inbound securities | No receiving procedure fee.Source 4 |
| Outbound securities | JPY 1,100 per security, including tax.Source 4 |
| Outbound cap | JPY 33,000 per account per request.Source 4 |
| Covered asset groups | Shares, bonds, funds and foreign securities.Source 4 |
| Exceptions | Specified takeover-related, bankrupt and unlisted-share transfers are free.Source 4 |
At a glance11
Selected administrative charges
| Item | Details |
|---|---|
| Odd-lot sale intermediation | JPY 330 per security/request.Source 4 |
| Odd-lot top-up intermediation | JPY 550 per security/request.Source 4 |
| Expired dividend collection | JPY 330 per security/request.Source 4 |
| Foreign custody retrieval | Actual cost charged to the customer.Source 4 |
Trading channels and account security
Sections ↑At a glance12
Digital and assisted services
| Item | Details |
|---|---|
| Online trading | Web login and smartphone services.Source 8Source 2 |
| MUFG Terrace | Dedicated digital and remote-support journey.Source 8Source 2 |
| Market information | Research reports and market updates; some reports require account/online enrollment.Source 8Source 2 |
| Assisted dealing | Channel commission discounts differ from online rates.Source 8Source 2 |
At a glance13
Authentication controls
| Item | Details |
|---|---|
| Separate passwords | Login password and transaction password serve different purposes.Source 6 |
| Passkeys | Device biometric/PIN authentication offered for online login and withdrawal.Source 6 |
| Email changes | Additional one-time-password control.Source 6 |
| Connection security | TLS encryption and intrusion-detection controls described by the company.Source 6 |
Withdrawals and account transfers
Sections ↑At a glance14
Registered withdrawal destinations
| Item | Details |
|---|---|
| Bank accounts | Up to two previously registered destination accounts.Source 3 |
| Transfer charge | Broker bears the withdrawal fee.Source 3 |
| Bank receipt | Receiving-bank circumstances can delay payment.Source 3 |
| Time convention | Published domestic service hours below are Japan time.Source 3 |
At a glance15
Online withdrawal timetable
| Item | Details |
|---|---|
| Weekday 06:00–11:00 | Same business-day afternoon transfer.Source 3 |
| 11:00–17:00 | Next business-day morning.Source 3 |
| 17:00–20:55 | Next business-day afternoon.Source 3 |
| Weekend/holiday 06:00–24:00 | Next business-day afternoon.Source 3 |
| After a holiday | The page also permits 00:00–03:00 in the stated preceding-holiday case.Source 3 |
At a glance16
Telephone withdrawal timetable
These times describe the broker’s transfer schedule, not guaranteed receipt at every bank. Securities transfers are a different operation and use the per-security fees above; selling an investment also introduces its market settlement timetable.[3][4]
Entity and investment-risk scope
Sections ↑At a glance17
Published legal identification
| Item | Details |
|---|---|
| Registration | Kanto (Kin-sho) 2336.Source 1 |
| Business | Financial instruments business.Source 1 |
| Memberships | Japanese securities, asset-management, financial-futures, Type II and security-token associations listed.Source 1 |
| Bank distinction | The securities company’s investments are distinct from deposits at MUFG Bank.Source 1 |
Complaints and account help
Sections ↑At a glance18
Internal complaint route
| Item | Details |
|---|---|
| Customer consultation office | +81 3 6742 4900.Source 7 |
| Hours | Weekdays 09:00–17:00 Japan time.Source 7 |
| Written route | Official email-enquiry form linked from the complaint page.Source 7 |
| Scope exclusion | Orders, quotes, advice and routine procedures belong with the trading branch, not the complaints office.Source 7 |
At a glance19
External dispute channels
Corporate snapshot
Sections ↑At a glance20
April 2026 corporate data
- Headquarters
- Tokyo, Japan
Legal entities & licences
These are source-dated records, not a blanket assessment of the broker. Read each issuer, identifier, status and scope together.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
JapanSource 1
No separate licence entry is recorded in this panel.
Sources & further reading
- Corporate data, April 2026 Mitsubishi UFJ Morgan Stanley Securities · Accessed 26 Oct 2026
- Domestic equity commission and course discounts Mitsubishi UFJ Morgan Stanley Securities · Accessed 26 Oct 2026
- Withdrawal service hours Mitsubishi UFJ Morgan Stanley Securities · Accessed 26 Oct 2026
- Securities-transfer and administrative fees Mitsubishi UFJ Morgan Stanley Securities · Accessed 26 Oct 2026
- Global Markets products and execution Mitsubishi UFJ Morgan Stanley Securities · Accessed 26 Oct 2026
- Current account-security measures Mitsubishi UFJ Morgan Stanley Securities · Accessed 26 Oct 2026
- Internal complaints and FINMAC Mitsubishi UFJ Morgan Stanley Securities · Accessed 26 Oct 2026
- Products, online services and account resources Mitsubishi UFJ Morgan Stanley Securities · Accessed 26 Oct 2026
This profile reports dated public information, including broker-published services and terms. It does not independently test or guarantee execution, pricing or withdrawals. Inclusion is not an endorsement. Permissions and protections apply only to the named legal entity, service and client category; check the current official records and your contract.