Everbright Securities International operates through several Hong Kong companies. This profile anchors its stock pricing to China Everbright Securities (HK) Limited and the 7 October 2026 Hong Kong tariff, while separating Mainland-location restrictions, legacy reference rates and derivatives-platform migration notices.[1][2]
Everbright Securities International (Hong Kong) — essential scope
| Measure | Value | Context |
|---|---|---|
| Securities tariff entity | China Everbright Securities (HK) Limited | Source 1Source 2 |
| Issuer-disclosed SFC code | AAW536; entity-level registry confirmation was not completed | Source 1Source 2 |
| Hong Kong commission | 0.25% or above / negotiable; minimum HKD100 | Source 1Source 2 |
| US commission | 0.50%; minimum USD75, orders not aggregated | Source 1Source 2 |
| Critical service restriction | Mainland-location buying, account opening and deposits suspended from 1 October 2026 under the notice | Source 1Source 2 |
| Review date | 27 October 2026 | Source 1Source 2 |
Accounts and onboarding
Sections ↑Company and location gates
| Item | Detail |
|---|---|
| Brand versus agreement | EBSI is a group brand; the securities tariff used here belongs to China Everbright Securities (HK) Limited.Source 1Source 2 |
| Mainland online application | The notices do not accept the relevant Mainland PRC-ID online registration route.Source 1Source 2 |
| From 1 October 2026 | The notice suspends buying, new account opening and deposits for Mainland investors while physically in Mainland China.Source 1Source 2 |
| Unaffected actions in that notice | Position closing and account enquiries remain available.Source 1Source 2 |
| Scope | This is a location/customer restriction, not evidence that every group account is closed.Source 1Source 2 |
Account types and permissions
| Item | Detail |
|---|---|
| Cash securities | Listed-share dealing under the securities company’s schedule.Source 1Source 2Source 4 |
| Margin securities | Borrowing charges and collateral controls are separate from cash commissions.Source 1Source 2Source 4 |
| Futures / forex | Different named subsidiaries and product permissions.Source 1Source 2Source 4 |
| Professional or institutional services | Group marketing does not establish eligibility for each retail applicant.Source 1Source 2Source 4 |
Products and market access
Sections ↑Product coverage supported by the schedules
| Item | Detail |
|---|---|
| Hong Kong securities | Stocks, grey market, IPOs and corporate actions.Source 1Source 2 |
| Mainland shares | Northbound Stock Connect with share/ETF fee distinctions.Source 1Source 2 |
| US securities | US execution, dividend and ADR charges.Source 1Source 2 |
| Bonds | Custody and financing-related terms in separately dated sections.Source 1Source 2 |
| Group derivatives | Commodity, futures and forex firms are identified separately by the issuer.Source 1Source 2 |
Service-company map — issuer disclosures
| Item | Detail |
|---|---|
| Everbright Securities Investment Services (HK) | CE AAC153.Source 2 |
| Everbright Securities Digital Finance (HK) | CE AAC483.Source 2 |
| China Everbright Securities (HK) | CE AAW536; the stock tariff entity used here.Source 2 |
| CES Commodities | CE AAF237.Source 2 |
| CES Forex | CE ACI995.Source 2 |
| China Everbright Forex & Futures | CE AEX690.Source 2 |
Fees and ongoing costs
Sections ↑The page contains sections with different dates. Its Hong Kong stock table is dated 7 October 2026; the lending-rate illustration is dated January 2020. The latter is not a current all-in interest quote.[1]
Hong Kong stock dealing
| Item | Detail |
|---|---|
| Ordinary commission | 0.25% or above / negotiable; minimum HKD100.Source 1 |
| Grey-market commission | 0.375%; minimum HKD150.Source 1 |
| Custody | Waived in the listed stock schedule.Source 1 |
| Cash IPO application | Waived under the listed tariff.Source 1 |
| Financed IPO application | HKD100 plus financing interest.Source 1 |
Hong Kong transaction levies
US dealing and income charges
| Item | Detail |
|---|---|
| Commission | 0.50% per side; minimum USD75.Source 1 |
| Minimum assessment | Orders are not combined.Source 1 |
| SEC sell fee | 0.00206% in the reviewed schedule.Source 1 |
| Custody | Waived.Source 1 |
| Cash dividends | 1.50%; minimum USD10.Source 1 |
| ADR service | USD0.01–0.05 per share where applicable.Source 1 |
Stock Connect brokerage and taxes
| Item | Detail |
|---|---|
| Commission | 0.25% or above; minimum CNY100.Source 1 |
| Share stamp duty | 0.05% on sales; ETF stamp duty waived.Source 1 |
| Share management fee | 0.002%; ETF management charge waived.Source 1 |
| Handling fee | Shares 0.00341%; ETFs 0.004%.Source 1 |
| Transfer charges | Shares: ChinaClear 0.001% plus HKSCC 0.002%; ETF ChinaClear portion waived, HKSCC 0.002% remains.Source 1 |
Stock Connect holding and transfers
| Item | Detail |
|---|---|
| Custody | Free under the schedule.Source 1 |
| SI transfer out | 0.01%; minimum CNY50, maximum CNY300.Source 1 |
| Cash dividend | 0.50%; minimum CNY30, maximum CNY3,000.Source 1 |
| Bonus allocation | CNY1 per board lot; minimum CNY20.Source 1 |
| Rights exercise | CNY100.Source 1 |
| Voting instruction | Free.Source 1 |
Hong Kong cash-dividend components
| Item | Detail |
|---|---|
| First component | 0.12%; maximum HKD10,000.Source 1 |
| Second component | 0.50%; minimum HKD30, maximum HKD3,000.Source 1 |
| Combined interpretation | Both components appear in the dividend schedule; quoting only 0.50% understates it.Source 1 |
| Unclaimed-dividend recovery | HKD500 plus external costs.Source 1 |
Hong Kong corporate actions
| Item | Detail |
|---|---|
| Bonus allocation | HKD1 per board lot; minimum HKD20.Source 1 |
| Unlisted distributed securities | HKD1 per board lot, HKD20–100.Source 1 |
| Splits / consolidations | Free under the schedule.Source 1 |
| Rights exercise | HKD100 per case plus HKD0.80 per board lot; stated maximum HKD10,000.Source 1 |
| Unlisted-share dispatch | Mandatory HKD50; non-mandatory HKD500.Source 1 |
| Annual report request | HKD10.Source 1 |
Delivery failures and physical stock
| Item | Detail |
|---|---|
| Hong Kong late delivery | 0.75% of value; maximum HKD150,000.Source 1 |
| Stock Connect late delivery | 1.25% of value; maximum HKD250,000.Source 1 |
| Physical withdrawal | HKD5 per board lot; minimum HKD50.Source 1 |
| Transfer deed | HKD5.Source 1 |
| Express transfer | HKD200 plus third-party costs.Source 1 |
| Off-exchange contract-note handling | 0.25% of previous closing value, minimum HKD500 per party where both parties are in-house.Source 1 |
Payment and withdrawal charges
| Item | Detail |
|---|---|
| Cheque issuance | HKD100 / USD12 / CNY86, as applicable.Source 1 |
| Uncrossed USD cheque | Additional 0.25% under the published line.Source 1 |
| CHATS | HKD100 / USD12 / CNY86.Source 1 |
| Telegraphic transfer | HKD350.Source 1 |
| Returned cheque | HKD300.Source 1 |
| Payment amendment or cancellation | HKD300.Source 1 |
Records and inactivity
| Item | Detail |
|---|---|
| Dormant account | HKD150 each half-year after 24 months without trading activity.Source 1 |
| Balance certificate | HKD150.Source 1 |
| Duplicate record within one year | HKD50.Source 1 |
| Older duplicate record | HKD200.Source 1 |
| Dormancy versus closure | The fee trigger does not establish an automatic account-deactivation date.Source 1 |
Bond custody and financing references
| Item | Detail |
|---|---|
| Bond custody basis | 0.05% per annum of market value on the final Hong Kong business day of each month.Source 1 |
| Billing / ceiling | Charged semiannually; HKD2,500 cap per half-year in the dated bond section.Source 1 |
| Cash-account overdue debit | First three days: prevailing rate + 3 percentage points; thereafter 18% under the stated terms.Source 1 |
| Margin default / excess borrowing | First three days: prevailing rate + 3 percentage points; thereafter 18%.Source 1 |
| Displayed base-rate date | January 2020 values are historical; no current base rate is inferred from them.Source 1 |
Trading, orders and platforms
Sections ↑Operational changes with effective dates
| Item | Detail |
|---|---|
| 31 December 2024, 17:00 | Old EBS Hong Kong Global Trading application retired.Source 1 |
| 6 October 2025 onward | UStock Pro market, stop-limit, stop-market and post-market orders were suspended until further notice.Source 1 |
| 1 July 2026 | The eMO! quote service required the published upgrade.Source 1 |
| 28 September 2026 | Cash IPO subscriptions began immediate earmarking of application funds.Source 1 |
| 1 January 2026 | PPS deposits ceased under the notice.Source 1 |
Derivatives-platform migration chronology
| Item | Detail |
|---|---|
| 27 April 2026 | Earlier notice opened migration to Sharp Point Trader X.Source 1Source 2 |
| Current banner reviewed 27 October | The live page announces a planned compulsory upgrade on 28 November 2026, after which Pro HD is unsupported.Source 1Source 2 |
| Status on review date | 28 November is still future; it is not reported as a completed retirement.Source 1Source 2 |
| Document-date caveat | The linked supporting PDF is dated 30 October 2026, later than this review; the observed banner is distinguished from that postdated document.Source 1Source 2 |
Current platform families
| Item | Detail |
|---|---|
| Hong Kong securities | HK Trader Pro / Simple, eMO!, EBSI GO! and web routes are identified in the notices.Source 1Source 2 |
| US shares | UStock Pro is subject to the order-type restrictions above.Source 1Source 2 |
| Selected derivatives | Sharp Point platform migration applies to its relevant users.Source 1Source 2 |
| Permission boundary | Installing a group application does not itself activate every subsidiary’s product.Source 1Source 2 |
Funding, settlement and withdrawals
Sections ↑Cash availability and location restrictions
| Item | Detail |
|---|---|
| Mainland-location restriction | Covered investors cannot make deposits while physically in Mainland China under the 1 October notice.Source 1 |
| Closing existing positions | The same notice preserves closing and enquiry functions.Source 1 |
| IPO cash reservation | Application funds are earmarked immediately under the 28 September change.Source 1 |
| PPS | A discontinued channel, not a current funding option.Source 1 |
Regulation, custody and protection
Sections ↑Regulatory evidence and company matching
| Item | Detail |
|---|---|
| Entity identifiers | CE codes above are the firm’s published disclosures.Source 2Source 5Source 1 |
| Independent verification limit | The generic SFC register was available; entity-level register permissions were not independently retrieved.Source 2Source 5Source 1 |
| Counterparty match | A securities tariff from AAW536 should not be silently applied to a forex or futures affiliate.Source 2Source 5Source 1 |
| Currency anomaly | The English HK-share outward-SI line prints RMB minima/maxima. The fee currency needs confirmation before this line can be used in an HKD cost estimate.Source 2Source 5Source 1 |
Hong Kong investor-compensation perimeter
| Item | Detail |
|---|---|
| Securities limit | Eligible intermediary-default claims: up to HKD500,000 per investor.Source 6 |
| Futures limit | A separate HKD500,000 maximum applies to eligible futures claims.Source 6 |
| Products | Eligible Hong Kong exchange products and Northbound Stock Connect securities; coverage is not universal across a global portfolio.Source 6 |
| Several accounts | Splitting money between accounts at the same defaulting intermediary does not multiply the applicable limit.Source 6 |
| Investment loss | A fall in share price, currency movement or ordinary trading loss is not the insured event.Source 6 |
Support, records and complaints
Sections ↑Customer support channels and hours
| Item | Detail |
|---|---|
| Hong Kong | +852 2822 5001.Source 3Source 2 |
| Mainland | 400 119 5525.Source 3Source 2 |
| Macau | +853 6262 5028.Source 3Source 2 |
| [email protected]; forex-specific enquiries: [email protected].Source 3Source 2 | |
| Weekdays | 08:00–22:00.Source 3Source 2 |
| Saturday / closures | 09:00–18:00 Saturday; closed Sunday and Hong Kong public holidays.Source 3Source 2 |
Impersonation response
| Item | Detail |
|---|---|
| Fraud hotline | +852 3920 2980.Source 2Source 3 |
| Company check | Match the named subsidiary and official CE disclosure, not only the EBSI brand.Source 2Source 3 |
| App check | Use the official product page and migration notice to identify the correct application.Source 2Source 3 |
| Evidence | Preserve the suspect URL, communications and transaction records before contacting support.Source 2Source 3 |
Additional services
Sections ↑Group services and separate contracts
| Item | Detail |
|---|---|
| Wealth and asset management | Part of the group proposition; investment mandates differ from stock brokerage.Source 4Source 2 |
| Institutional business | Separate client categories and service agreements.Source 4Source 2 |
| Forex and futures | Named subsidiary schedules and risk documentation govern.Source 4Source 2 |
| Digital finance | A separate issuer-disclosed company appears in the security notice.Source 4Source 2 |
Company and legal identity
Sections ↑Ownership and profile boundary
| Item | Detail |
|---|---|
| International brand | Everbright Securities International.Source 4Source 1 |
| Listed parent | Everbright Securities Company Limited: Shanghai 601788; Hong Kong 6178.Source 4Source 1 |
| Profile’s price anchor | China Everbright Securities (HK) Limited.Source 4Source 1 |
| Group breadth | Corporate affiliation does not make tariffs or protections identical across subsidiaries.Source 4Source 1 |
- Headquarters
- Hong Kong
Legal entities & licences
These are source-dated records, not a blanket assessment of the broker. Read each issuer, identifier, status and scope together.
China Everbright Securities (HK) Limited
| Issuer & identifier | Recorded status | Date & scope |
|---|---|---|
| Securities and Futures CommissionAAW536 | Not verified | Checked 27 Oct 2026The company disclosure and SFC March 2024 activity-variation document match this company and CE number. This does not establish its complete current permission set.Source 2Source 7 |
Worked examples and practical implications
Sections ↑Minimum-commission examples
| Item | Detail |
|---|---|
| HKD10,000 Hong Kong order | At the 0.25% starting rate, HKD25 is below the HKD100 minimum.Source 1 |
| USD5,000 US order | 0.50% is USD25; the USD75 minimum applies.Source 1 |
| US breakpoint | USD15,000 at 0.50% and a USD75 minimum.Source 1 |
| Two small US orders | Each order can incur its own USD75 minimum; combining their values after execution does not remove it.Source 1 |
Income and dormant-account examples
| Item | Detail |
|---|---|
| HKD1,000 Hong Kong cash dividend | First component HKD1.20 plus the HKD30 floor for the second component: HKD31.20 before other applicable deductions.Source 1 |
| USD100 US cash dividend | 1.50% is USD1.50; the USD10 minimum applies.Source 1 |
| Two dormant half-years | HKD300 if the published inactivity trigger remains met at both charge dates.Source 1 |
| Tariff interpretation | A negotiated stock commission does not automatically waive dividend handling, withdrawal or dormant-account charges.Source 1 |
Sources & further reading
- China Everbright Securities (HK) fee schedules, dated notices and software downloads Everbright Securities International · Accessed 27 Oct 2026
- Everbright security alerts, subsidiary CE numbers and service restrictions Everbright Securities International · Accessed 27 Oct 2026
- Official Hong Kong corporate list and contacts Everbright Securities International · Accessed 27 Oct 2026
- Institutional brand and group services overview Everbright Securities International · Accessed 27 Oct 2026
- SFC corporate search register Hong Kong SFC · Accessed 27 Oct 2026
- SFC investor compensation: coverage and limits Securities and Futures Commission · Accessed 27 Oct 2026
- Variations of regulated activities during March 2024 Securities and Futures Commission · Accessed 27 Oct 2026
This profile reports dated public information, including broker-published services and terms. It does not independently test or guarantee execution, pricing or withdrawals. Inclusion is not an endorsement. Permissions and protections apply only to the named legal entity, service and client category; check the current official records and your contract.