DAOL Securities Thailand offers domestic securities, derivatives, Smart Foreign online investing and a separate adviser-assisted Offshore Trading Counter. Smart Foreign’s schedule effective 20 October 2026 waives specified currency conversions and inbound transfers, while outbound transfers carry currency-specific fees. The Thai SEC records a 2025 penalty concerning bondholder-representative duties.[5][8][9][1]
Broker essentials01
DAOL Securities Thailand — essential facts
| Measure | Value | Context |
|---|---|---|
| Broker | DAOL Securities Thailand | Source 1 |
| Contracting securities company | DAOL Securities (Thailand) Public Company Limited | Source 1 |
| Home market | Thailand | Source 1 |
| Platform or dealing route | DAOLSEC Smart Foreign, DAOLSEC TradingView, DAOLSEC domestic trading | Source 1Source 6 |
| Official site | https://www.daolsecurities.co.th/ | Source 1 |
Accounts and eligibility
Sections ↑At a glance02
Accounts and eligibility
| Item | Published terms | Scope and implications |
|---|---|---|
| Domestic online cash | Thai share dealing supports Internet orders through cash accounts. | Cash financing and settlement conditions belong to the signed Thai account.Source 2Source 3 |
| Domestic cash balance | Another Internet column applies to cash-balance/prepaid accounts. | The lower displayed tariff should not be substituted into the cash-account schedule.Source 2 |
| Domestic credit balance | Margin credit-balance shares are displayed alongside prepaid Internet rates. | The common commission column does not make financing interest free.Source 2 |
| Smart Foreign | Online foreign shares/ETFs, including US and Hong Kong exchanges as described. | A securities account with FX conversion, not a leveraged OTC FX account.Source 4 |
| Offshore Trading Counter | Separate overseas stocks/funds service with investment adviser involvement. | Do not assume it uses Smart Foreign online commissions.Source 4 |
Markets and services
Sections ↑At a glance03
Markets and services
| Item | Published terms | Scope and implications |
|---|---|---|
| SET/mai securities | Thai shares and listed instruments are within domestic brokerage services. | Venue fees and domestic daily-volume schedule apply where relevant.Source 3Source 2 |
| Thai futures | TFEX products are separately listed on the onshore service menu. | Contracts have margin, daily P&L and expiry rules distinct from cash equities.Source 3 |
| Stock futures block trades | DAOL offers single-stock futures block trading with its own disclosed fee formula. | Not a direct ownership claim on the underlying equity.Source 6 |
| Foreign equities | Smart Foreign gives separately documented overseas share dealing. | Currencies, tax forms and intermediary custody matter.Source 4 |
| Funds, bonds, notes | Funds, fixed income, structured notes and wealth-advice services appear in official product menu. | Issuer/manager fees are not disclosed by the local stock commission matrix.Source 3 |
Commissions and other charges
Sections ↑At a glance04
Commissions and other charges
| Item | Published terms | Scope and implications |
|---|---|---|
| Up to THB 5m | Dealer 0.25%; Internet cash 0.20%; Internet cash balance/credit 0.15%. | Daily traded value is the tier basis.Source 2 |
| THB 5m–10m | Dealer 0.22%; Internet cash 0.18%; Internet cash balance/credit 0.13%. | Apply the right order channel.Source 2 |
| THB 10m–20m | Dealer 0.18%; Internet cash 0.15%; Internet cash balance/credit 0.11%. | Foreign stocks need another schedule.Source 2 |
At a glance05
Commissions and other charges
| Item | Published terms | Scope and implications |
|---|---|---|
| Market fee | Thai SET trading fee 0.005% is listed separately by the company. | Check total with broker commission and VAT.Source 2 |
| Clearing and regulatory | 0.001% clearing and 0.001% regulatory charges are specified. | Their inclusion/exclusion needs matching to the current quote.Source 2 |
| Smart Foreign schedule | Effective 20 October 2026; specified conversions and inbound asset transfers are waived. | This replaces the older THB 800 / THB 1 million threshold description.Source 5 |
Platforms and trading rules
Sections ↑At a glance06
Platforms and trading rules
| Item | Published terms | Scope and implications |
|---|---|---|
| Smart Foreign | Self-directed online US/Hong Kong share and ETF execution is advertised. | Check whether other markets shown in promotions are currently enabled.Source 4 |
| Offshore adviser route | The Offshore Trading Counter provides adviser-assisted access to foreign shares/funds. | Dealing channel may alter costs and custody.Source 4 |
| Smart Foreign trading-commission detail | The current page presents the trading schedule as an image that could not be retrieved during this review. | The earlier USD 0.02 low-price-stock surcharge is not presented here as a confirmed current charge.Source 5 |
| Stock futures below/equal THB 100 | Block-trade schedule lists 0.1% contract-value commission plus THB 0.51 TFEX/TCH/SEC charge per contract. | Profit/loss and margin exposure depend on futures multiplier.Source 6 |
| Stock futures above THB 100 | Displayed exchange component rises to THB 5.10 per contract, with 7% VAT stated. | The example is a formula, not a funded execution test.Source 6 |
Funding and settlement
Sections ↑At a glance07
Funding and settlement
| Item | Published terms | Scope and implications |
|---|---|---|
| Currency conversion | THB to foreign currency and cross-currency conversions: waived. | Schedule effective 20 October 2026.Source 5 |
| Withdrawal conversion | USD/HKD to THB: waived. | A conversion waiver is distinct from an external cash-transfer fee.Source 5 |
| Inbound cash or securities | Asset transfers in: waived. | The table covers the broker’s stated transfer charge.Source 5 |
| Outbound cash | USD 40 or HKD 310 per transaction. | Excludes 7% VAT.Source 5 |
| Outbound securities | USD 60 or HKD 465 per ISIN. | Excludes 7% VAT; multiple ISINs increase the total.Source 5 |
Legal entity and regulatory record
Sections ↑At a glance08
Legal entity and regulatory record
| Item | Published terms | Scope and implications |
|---|---|---|
| Thai operator | DAOL Securities (Thailand) Public Company Limited is the SEC-listed entity. | Do not use a group affiliate as contracting counterparty without evidence.Source 1 |
| Company registration | Thai SEC record states national registration number 0107561000234. | Identifies the Thai contracting company.Source 1 |
| SEC settlement order 143/2568 (2025) | THB 2,335,800 for failures as bondholder representative in checking debt/encumbrances on condominium collateral and monitoring that collateral. | The entry concerns specific collateral oversight duties; it is not a finding that every brokerage product is affected.Source 1 |
- Headquarters
- Thailand
Legal entities & licences
These are source-dated records, not a blanket assessment of the broker. Read each issuer, identifier, status and scope together.
DAOL Securities (Thailand) Public Company Limited
ThailandSource 1
No separate licence entry is recorded in this panel.
Support and complaints
Sections ↑At a glance09
Support and complaints
| Item | Published terms | Scope and implications |
|---|---|---|
| Contact centre | 1538; English page also lists +66 2 351 1800. | Client support.Source 9 |
| [email protected]. | Published company contact.Source 9 | |
| Physical operator | 87/2 CRC Tower, All Seasons Place, Wireless Road, Bangkok is displayed. | Useful for verifying the legal identity against suspicious impersonation.Source 3 |
| Fee documentation | Separate domestic-share, Smart Foreign and block-trade pages are available. | Ensure chosen tariff corresponds to actual service.Source 2Source 5Source 6 |
| Platform guide | Company describes TradingView-linked TFEX trading tools. | No independent uptime/latency tests conducted.Source 3 |
Additional investment services
Sections ↑At a glance10
Additional investment services
| Item | Published terms | Scope and implications |
|---|---|---|
| Private funds | Official catalogue includes private fund services. | A management mandate is legally unlike an execution-only share account.Source 3 |
| Investment banking | Corporate finance/market services listed separately from online dealing. | Not retail trade order routing.Source 3 |
| Smart Algo | DAOL offers algorithmic trading tools for onshore securities. | Availability and order controls are platform- and account-specific.Source 3 |
| Structured notes | Company offers notes with embedded derivatives. | Issuer and payoff credit risks exist separately from stock brokerage.Source 3 |
| Cross-border funds | Funds may be accessed through offshore adviser/counter operations. | Fund-class front-end and redemption charges need specific prospectus.Source 4 |
At a glance11
W-8BEN service differs by route
| Item | Published terms | Scope and implications |
|---|---|---|
| Offshore Trading Counter | The indexed OTC page states THB 2,000 excluding VAT per account per three calendar years. | Document review is estimated at five business days from complete correct documents.Source 8 |
| Smart Foreign US offer | The current announcement advertises a waiver of the THB 2,000 W-8BEN service fee per three calendar years. | The announcement refers to separate conditions; eligibility and an end date were not established in the retrieved text.Source 9 |
Sources & further reading
- Thai SEC DAOL company detail Thai Securities and Exchange Commission · Accessed 29 Oct 2026
- DAOL Thai share commission sliding scale DAOL Securities Thailand
- DAOL onshore account and investment product menu DAOL Securities Thailand
- DAOL offshore account types and accessible markets DAOL Securities Thailand
- Smart Foreign fee and currency schedule, effective Jan 2025 DAOL Securities Thailand · Accessed 29 Oct 2026
- DAOL single-stock-future block-trade cost breakdown DAOL Securities Thailand
- DAOL W-8BEN filing service and tariff DAOL Securities Thailand
- Offshore Trading Counter W-8BEN service fee and processing DAOL Securities Thailand · Accessed 29 Oct 2026
- Smart Foreign US W-8BEN fee-waiver announcement DAOL Securities Thailand · Accessed 29 Oct 2026
This profile reports dated public information, including broker-published services and terms. It does not independently test or guarantee execution, pricing or withdrawals. Inclusion is not an endorsement. Permissions and protections apply only to the named legal entity, service and client category; check the current official records and your contract.